Joseph P. Colell

SPIRE WEALTH MANAGEMENT

Upton, MA

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CRD#: 50660

Professional summary

Joseph Peter Colell JR, who also goes by Joe Colell, Joseph Peter Colell, is a registered financial advisor currently at SPIRE WEALTH MANAGEMENT, LLC located in Upton, Massachusetts and SPIRE SECURITIES, LLC located in Mclean, Virginia.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1974. Joseph has worked at 8 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 31, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Colell | Joseph Peter Colell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DBA: Strategic Assets LLC. MA LLC established to run Spire related business through. Beginning 8/2018. INSURANCE AGENT, LICENSED FOR LIFE, HEALTH AND/OR ANNUITY LINES OF BUSINESS. INVESTMENT ADVISER REPRESENTATIVE OF SPIRE WEALTH MANAGEMENT, AN SEC RIA. (AFFILIATE)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Peter Colell JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2018 - Present

SPIRE WEALTH MANAGEMENT, LLC

RIA

CRD#: 113908

Upton, MA

Current

August 27, 2018 - Present

SPIRE SECURITIES, LLC

Office #1: 7901 Jones Branch Dr. Suite 810, Mclean, VA 22102

CRD#: 144131

Mclean, VA

Past

August 20, 2014 - August 16, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

WESTBOROUGH, MA

Past

August 20, 2014 - August 16, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WESTBOROUGH, MA

Past

January 17, 2006 - September 10, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

NEEDHAM, MA

Past

January 7, 1998 - December 8, 2014

STRATEGIC ASSETS ADVISORY GROUP, LLC

RIA

CRD#: 129463

NEEDHAM, MA

Past

August 12, 1994 - September 10, 2014

LPL FINANCIAL LLC

CRD#: 6413

NEEDHAM, MA

Past

May 23, 1989 - April 19, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

June 3, 1981 - April 18, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 16, 1974 - November 5, 1981

BERKSHIRE EQUITY SALES, INC.

CRD#: 87

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPIRE WEALTH MANAGEMENT, LLC

LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468

RIA

Registered Investment Advisory firm - (8/17/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(8/27/2018)

Massachusetts
(9/21/2018)

IAR

Massachusetts
(9/21/2018)

New York
(8/25/2022)

Rhode Island
(10/11/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/27/1999

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/10/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/10/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 1

Date: 9/7/1974

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/11/1994

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SPIRE WEALTH MANAGEMENT, LLC

LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468

RIA

Registered Investment Advisory firm - (8/17/2001 Approved)

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Contact information

Main Address

7901 Jones Branch Dr. Suite 810, Mclean, VA 22102

Mailing Address

7901 Jones Branch Drive Suite 800, Mclean, VA 22102

Phone number

(703) 657-6060

Established

Firm type

Fiscal year end

# of Employees

165

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 SPIRE WEALTH MANAGEMENT ADV 2A (3/30/2025)

Regulatory assets under management

Total Number of Accounts	15,808
AUM (Assets Under Management)	$ 4,617,171,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph P. Colell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Peter Colell JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPIRE SECURITIES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

STRATEGIC ASSETS ADVISORY GROUP, LLC

LPL FINANCIAL LLC

LEHMAN BROTHERS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BERKSHIRE EQUITY SALES, INC.

Primary Firm SEC Registration

SPIRE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/27/1999

Series 65

Date: 4/10/1995

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 6/10/2005

Series 1

Date: 9/7/1974

Series 24

Date: 11/11/1994

FINRA

Current Firm

SPIRE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPIRE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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