Timothy L. Porter

SMB FINANCIAL SERVICES

PORTLAND, OR 97223

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CRD#: 5065974

Professional summary

Timothy Luke Porter, CFP®, who also goes by Tim L. Porter, Tim Porter, Timothy L. Porter, Timothy Porter, is a registered financial advisor currently at SMB FINANCIAL SERVICES, INC. located in Portland, Oregon.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Timothy has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim L. Porter | Tim Porter | Timothy L. Porter | Timothy Porter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Luke Porter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

July 23, 2010 - Present

SMB FINANCIAL SERVICES, INC.

Office #1: 11535 Sw 67th Ave, Portland, OR 97223

RIA

CRD#: 154216

PORTLAND, OR

Past

January 13, 2006 - July 22, 2010

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

LAKE OSWEGO, OR

Past

January 1, 2006 - July 22, 2010

PRINCIPAL SECURITIES, INC.

CRD#: 1137

LAKE OSWEGO, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SMB FINANCIAL SERVICES, INC.

RETIREMENT INCOME ADVISORS | SMB FINANCIAL SERVICES, INC. | SMB FINANCIAL SERVICES LLC

CRD#: 154216 / SEC#: 801-116704

RIA

Registered Investment Advisory firm - (5/29/2019 Approved)

Oregon

Registered Investment Advisory firm - (6/3/2019 Terminated)

Washington

Registered Investment Advisory firm - (6/19/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(7/23/2010)

IAR

Texas
(12/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/12/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/26/2005

General Securities Representative Examination

Current Firm

SMB FINANCIAL SERVICES, INC.

RETIREMENT INCOME ADVISORS | SMB FINANCIAL SERVICES, INC. | SMB FINANCIAL SERVICES LLC

CRD#: 154216 / SEC#: 801-116704

RIA

Registered Investment Advisory firm - (5/29/2019 Approved)

Oregon

Registered Investment Advisory firm - (6/3/2019 Terminated)

Washington

Registered Investment Advisory firm - (6/19/2019 Terminated)

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Contact information

Main Address

11535 Sw 67th Ave, Portland, OR 97223

Mailing Address

Phone number

(503) 387-3222

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	765
AUM (Assets Under Management)	$ 160,307,060

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy L. Porter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Luke Porter's CRS (Customer Relationship Summary).

Certified licenses

Experience

SMB FINANCIAL SERVICES, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

SMB FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/12/2006

Series 7

Date: 12/26/2005

Current Firm

SMB FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SMB FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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