Heidi L. Bannerman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heidi Lynn Bannerman, who also goes by Heidi Lynn Bannerman, Heidi Lynn Fairfax, Heidi Lynn Reif, was a registered financial professional .
Heidi is a previously registered financial professional and started their career in finance in 2014. Heidi had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2019 - May 28, 2020
CURI CAPITAL
June 12, 2018 - June 24, 2019
CURI CAPITAL
July 7, 2015 - May 21, 2018
MORGAN STANLEY
September 16, 2014 - May 21, 2018
MORGAN STANLEY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CURI CAPITAL
CRD#: 281133 / SEC#: 801-118864
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,746 |
| AUM (Assets Under Management) | $ 1,403,785,530 |
Red Flags
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