Jon C. Goodman

JCG ADVISORY GROUP

Bozeman, MT 59718

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CRD#: 5065832

Professional summary

Jon Christopher Goodman, CPWA®, who also goes by Jon C Goodman, is a registered financial advisor currently at JCG ADVISORY GROUP, LLC located in Bozeman, Montana.

Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jon has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon C Goodman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Christopher Goodman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CPWA^®

Certified Private Wealth Advisor

Experience

Current

August 24, 2016 - Present

JCG ADVISORY GROUP, LLC

Office #1: 389 South Ferguson Avenue Suite 219, Bozeman, MT 59718

RIA

CRD#: 283746

Bozeman, MT

Past

October 10, 2011 - July 1, 2016

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

Ennis, MT

Past

October 3, 2011 - July 12, 2016

LPL FINANCIAL LLC

CRD#: 6413

ENNIS, MT

Past

March 23, 2010 - October 3, 2011

INVESTMENT CENTERS OF AMERICA, INC.

RIA

CRD#: 16443

ENNIS, MT

Past

March 19, 2010 - October 3, 2011

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

ENNIS, MT

Past

August 12, 2006 - October 9, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BOZEMAN, MT

Past

August 12, 2006 - October 9, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BOZEMAN, MT

Past

January 11, 2006 - August 12, 2006

PIPER SANDLER & CO.

RIA

CRD#: 665

BOZEMAN, MT

Past

January 5, 2006 - August 12, 2006

PIPER SANDLER & CO.

CRD#: 665

BOZEMAN, MT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(3/18/2019)

IAR

Montana
(8/24/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/5/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/12/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/18/2010

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 5/9/2007

National Commodity Futures Examination

Current Firm

JCG ADVISORY GROUP, LLC

CRD#: 283746 / SEC#:

Florida

Registered Investment Advisory firm - (11/23/2021 Terminated)

Idaho

Registered Investment Advisory firm - (3/18/2019 Approved)

Montana

Registered Investment Advisory firm - (6/21/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4204 Ravalli Street Suite 203, Bozeman, MT 59718

Mailing Address

Phone number

(855) 452-4552

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	140
AUM (Assets Under Management)	$ 25,391,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jon C. Goodman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Christopher Goodman's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT FINANCIAL PARTNERS

LPL FINANCIAL LLC

INVESTMENT CENTERS OF AMERICA, INC.

INVESTMENT CENTERS OF AMERICA, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

PIPER SANDLER & CO.

PIPER SANDLER & CO.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/5/2010

SIE

Date: 7/12/2016

Series 7

Date: 3/18/2010

Series 3

Date: 5/9/2007

Current Firm

JCG ADVISORY GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JCG ADVISORY GROUP, LLC

TRUST BUT VERIFY

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