Brent A. Young
Professional summary
Brent A Young, CFP®, who also goes by Brent Alan Young, is a registered financial advisor currently at TOLLESON PRIVATE WEALTH MANAGEMENT located in Dallas, Texas.
Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Brent has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brent A Young's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2019
Experience
September 21, 2021 - Present
TOLLESON PRIVATE WEALTH MANAGEMENT
Office #1: 5500 Preston Road Suite 250, Dallas, TX 75205July 31, 2019 - September 9, 2021
FROST INVESTMENT SERVICES
July 31, 2019 - September 9, 2021
FROST BROKERAGE SERVICES, INC.
January 3, 2018 - January 23, 2018
TD AMERITRADE, INC.
January 3, 2018 - July 25, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
November 21, 2017 - January 23, 2018
TD AMERITRADE, INC.
February 19, 2010 - October 4, 2012
TD AMERITRADE, INC.
November 10, 2009 - February 8, 2010
TEXAS SECURITIES, INC.
August 16, 2007 - January 29, 2009
GRAND FINANCIAL, INC.
August 15, 2007 - August 17, 2007
KERSHNER TRADING GROUP, LLC
Primary Firm SEC Registration
TOLLESON PRIVATE WEALTH MANAGEMENT
CRD#: 111838 / SEC#: 801-57641
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/21/2021)
Exams
Series 55
Date: 4/10/2006
Limited Representative-Equity Trader ExamCurrent Firm
TOLLESON PRIVATE WEALTH MANAGEMENT
CRD#: 111838 / SEC#: 801-57641
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,985 |
| AUM (Assets Under Management) | $ 8,759,140,273 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 12/29/2024 | ||
| 03/01/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
TOLLESON PRIVATE WEALTH MANAGEMENT
CRD#: 111838Dallas, TX 75205TRUST BUT VERIFY
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