BS
Bart A. Spachek
CORNERSTONE SECURITIES LLC
OVERLAND PARK, KS 66202
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CRD#: 5065019
BS
Professional summary
Bart Anthony Spachek is a registered financial advisor currently at CORNERSTONE SECURITIES LLC located in Overland Park, Kansas.
Bart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Bart has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) REIGN BENEFITS CONSULTING; DIRECTOR/OWNER; CONDUCTS SALES OF FIXED, INDEXED AND LIFE INSURANCE; ALSO PROVIDE CONSULTING TO PRIOR ALLSTATE INSURANCE AGENCY.
(2) MR. SPACHEK IS APPOINTED BY AND SELLS INSURANCE PRODUCTS TO CLIENTS AS NEEDED TO SUPPLEMENT THEIR RETIREMENT INCOME AND/OR PROTECT THEIR FAMILIES IN THE EVENT OF DEATH.
(3) MR. SPACHEK CONSULTS ON AN "AS NEEDED" BASIS WITH AN EXCLUSIVE ALLSTATE INSURANCE AGENT IN REGARDS TO BUSINESS OPERATIONS AND MARKETING.
CRS (Client Relationship Summary) - RIA
Click below to view Bart Anthony Spachek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 5, 2015 - Present
CORNERSTONE SECURITIES LLC
Office #1: 6901 Shawnee Mission Pky Suite 200, Overland Park, KS 66202RIA
CRD#: 140379
OVERLAND PARK, KS
Past
January 6, 2015 - March 9, 2015
BEDROCK INVESTMENT ADVISORS
RIA
CRD#: 173131
OVERLAND PARK, KS
Past
November 8, 2013 - December 31, 2014
CREATIVEONE SECURITIES, LLC
RIA
CRD#: 152974
LENEXA, KS
Past
September 11, 2012 - December 31, 2014
CREATIVEONE SECURITIES, LLC
BD
CRD#: 152974
LENEXA, KS
Past
February 16, 2012 - March 21, 2012
SUNSET FINANCIAL SERVICES, INC.
BD
CRD#: 3538
LENEXA, KS
Past
December 1, 2005 - June 27, 2011
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
SHAWNEE, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CORNERSTONE SECURITIES LLC
CORNERSTONE SECURITIES LLC
CRD#: 140379 / SEC#: 801-133715
RIA
Registered Investment Advisory firm - (6/20/2025 Approved)Arkansas
Registered Investment Advisory firm - (2/2/2024 Terminated)California
Registered Investment Advisory firm - (6/25/2018 Approved)Connecticut
Registered Investment Advisory firm - (12/31/2013 Terminated)Florida
Registered Investment Advisory firm - (12/5/2018 Approved)Illinois
Registered Investment Advisory firm - (5/20/2014 Approved)Kansas
Registered Investment Advisory firm - (5/19/2006 Approved)Louisiana
Registered Investment Advisory firm - (12/20/2012 Terminated)Missouri
Registered Investment Advisory firm - (4/24/2006 Approved)North Carolina
Registered Investment Advisory firm - (5/19/2017 Approved)Oklahoma
Registered Investment Advisory firm - (12/20/2012 Terminated)Oregon
Registered Investment Advisory firm - (11/19/2019 Approved)Texas
Registered Investment Advisory firm - (3/14/2018 Approved)Wisconsin
Registered Investment Advisory firm - (12/31/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/5/2020)
IAR
Illinois(3/21/2017)
IAR
Kansas(3/5/2015)
IAR
Missouri(3/5/2015)
IAR
North Carolina(1/10/2020)
IAR
Oregon(1/13/2020)
IAR
Texas(3/16/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CS
CORNERSTONE SECURITIES LLC
CORNERSTONE SECURITIES LLC
CRD#: 140379 / SEC#: 801-133715
RIA
Registered Investment Advisory firm - (6/20/2025 Approved)Arkansas
Registered Investment Advisory firm - (2/2/2024 Terminated)California
Registered Investment Advisory firm - (6/25/2018 Approved)Connecticut
Registered Investment Advisory firm - (12/31/2013 Terminated)Florida
Registered Investment Advisory firm - (12/5/2018 Approved)Illinois
Registered Investment Advisory firm - (5/20/2014 Approved)Kansas
Registered Investment Advisory firm - (5/19/2006 Approved)Louisiana
Registered Investment Advisory firm - (12/20/2012 Terminated)Missouri
Registered Investment Advisory firm - (4/24/2006 Approved)North Carolina
Registered Investment Advisory firm - (5/19/2017 Approved)Oklahoma
Registered Investment Advisory firm - (12/20/2012 Terminated)Oregon
Registered Investment Advisory firm - (11/19/2019 Approved)Texas
Registered Investment Advisory firm - (3/14/2018 Approved)Wisconsin
Registered Investment Advisory firm - (12/31/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6710 W 121st St Suite 200, Overland Park, KS 66209
Mailing Address
Phone number
(913) 538-5483
Established
Firm type
Fiscal year end
# of Employees
10
Documents
Regulatory assets under management
| Total Number of Accounts | 800 |
| AUM (Assets Under Management) | $ 175,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
