James M. Jones

FAMILY WEALTH PLANNING PARTNERS

Louisville, KY 40222

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CRD#: 5064653

Professional summary

James M Jones, who also goes by Jim Jones, is a registered financial advisor currently at FAMILY WEALTH PLANNING PARTNERS located in Louisville, Kentucky.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. James has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INSURANCE AGENT. VARIOUIS CARRIERS. 60 HOURS A MONTH DURING TRADING HOURS, NOT INVESTMENT RELATED, JASPER, IN. 2. PURPETUAL WEALTH MANAGEMENT, LLC- PRESIDENT. ENTITY USED FOR BOOKKEEPING AND MARKETING OF ADVISORY SERVICES - TIME SPENT = 25 HRS/MO. 3. RENTAL PROPERTY OWNER, (UNIQUE PROPERTIES) NON-INVESTMENT RELATED, JASPER, IN, ROUGHLY 1 HOUR/MO NOT DURING TRADING HOURS. 4. ELITE RESOURCE TEAM; MEMBER; NON-INVESTMENT RELATED, CALIFORNIA; APPROX. 10 HOURS/MO DURING TRADING HOURS; TRAINING RESOURCE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James M Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2024 - Present

FAMILY WEALTH PLANNING PARTNERS

Office #1: 9200 Shelbyville Rd Suite 103, Louisville, KY 40222

RIA

CRD#: 323656

Louisville, KY

Past

January 7, 2019 - December 7, 2023

CAPITAL ADVISOR NETWORK

RIA

CRD#: 297578

JASPER, IN

Past

July 17, 2018 - December 9, 2020

BROOKSTONE FINANCIAL

RIA

CRD#: 168185

JEFFERSONVILLE, IN

Past

March 6, 2015 - July 12, 2018

CENTER STREET ADVISORS, INC.

RIA

CRD#: 169329

JASPER, IN

Past

May 4, 2011 - December 1, 2023

CENTER STREET SECURITIES, INC.

CRD#: 26898

JASPER, IN

Past

October 19, 2006 - March 6, 2015

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

JASPER, IN

Past

December 9, 2005 - April 25, 2006

KALOS MANAGEMENT

RIA

CRD#: 133025

NEW ALBANY, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAMILY WEALTH PLANNING PARTNERS

FAMILY WEALTH PLANNING PARTNERS | FAMILY WEALTH PLANNING PARTNERS LLC

CRD#: 323656 / SEC#: 801-126996

RIA

Registered Investment Advisory firm - (12/19/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(2/29/2024)

IAR

Kentucky
(2/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/29/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/8/2005

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/8/2011

General Securities Representative Examination

Current Firm

FAMILY WEALTH PLANNING PARTNERS

FAMILY WEALTH PLANNING PARTNERS | FAMILY WEALTH PLANNING PARTNERS LLC

CRD#: 323656 / SEC#: 801-126996

RIA

Registered Investment Advisory firm - (12/19/2022 Approved)

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Contact information

Main Address

9200 Shelbyville Rd Suite 103, Louisville, KY 40222

Mailing Address

Phone number

(502) 200-5210

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

20221031 FORM ADV PART 2A - FWPP (11/14/2025)

Regulatory assets under management

Total Number of Accounts	1,499
AUM (Assets Under Management)	$ 202,281,612

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James M. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James M Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL ADVISOR NETWORK

BROOKSTONE FINANCIAL

CENTER STREET ADVISORS, INC.

CENTER STREET SECURITIES, INC.

BROOKSTONE CAPITAL MANAGEMENT LLC

KALOS MANAGEMENT

Primary Firm SEC Registration

FAMILY WEALTH PLANNING PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Date: 4/29/2011

Series 65

Date: 12/8/2005

SIE

Date: 10/1/2018

Series 7

Date: 4/8/2011

Current Firm

FAMILY WEALTH PLANNING PARTNERS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FAMILY WEALTH PLANNING PARTNERS

TRUST BUT VERIFY

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