AM
Andrew J. Moore
FBL WEALTH MANAGEMENT
West Des Moines, IA 50266
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CRD#: 5064507
AM
Professional summary
Andrew Joseph Moore, CFP® is a registered financial advisor currently at FBL WEALTH MANAGEMENT, LLC located in West Des Moines, Iowa and FBL MARKETING SERVICES, LLC located in Waukon, Iowa.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Andrew has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Andrew Moore Agency Inc; Not Investment Related; 575 4TH ST SE, WAUKON IA 52172; President/Owner; Compensated, Entity formed for Agency Inc program; STATED IN 04/2006. DEVOTE ABOUT 2 HRS A MONTH WITH 0 HOURS DURING TRADING HOURS; No different than my agent/financial advisor activity. 2) BOWLING BALL/EQUIPMENT SALES & SERVICE, 575 4TH ST SE, WAUKON IA, OPERATOR SINCE 11/01/2011, 2 HRS PER WEEK FOR 32 WEEKS, 0 DURING SECURITIES TRADING, DRILL AND SELL BOWLING BALLS FOR/TO FRIENDS I AM IN LEAGUE WITH. I DO NOT ADVERTISE AND MY HOURS OF OPERATION ARE AT 5:00 P.M CST, BUSINESS NAME IS AJ'S PRO SHOP, COMMISSION BASED OFF OF PROFIT MARGIN (SALES PRICE-COST), APPROX. $1100/YR. 3) FARM BUREAU LIFE; FARM BUREAU PROPERTY AND CASUALTY AND THEIR AFFILIATES; NOT INVESTMENT RELATED; 5400 UNIVERSITY AVE, WEST DES MOINES, IA; INSURANCE AGENT SINCE 11-01-2009; FULL-TIME SELLING INSURANCE; Both Life and P/C companies have a relationship with the state Farm Bureau organization in each state where they do business. 4) FBL WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; 5400 UNIVERSITY AVE, WEST DES MOINES IA 50266; INVESTMENT ADVISORY AND FINANCIAL PLANNING; INVESTMENT ADVISER REPRESENTATIVE; DATE OF FBLIMS RELEASE LETTER, UNTIL FURTHER NOTICE; Varied HOURS PER MONTH; Varied HOURS DEVOTED PER MONTH DURING TRADING HOURS; PROVIDE INVESTMENT ADVISORY AND FINANCIAL PLANNING SERVICES TO CUSTOMERS; FEE BASED, HOURLY RATE. 5) Andrew Moore; Not Investment Related; 575 4th st se, waukon, IA, 52172, United States; rental real estate; owner; Start 1/1/2020; 2 hours per month; 0 hours per month during trading hours; Other Compensation; collecting of rents for profit.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Joseph Moore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
August 11, 2018 - Present
FBL WEALTH MANAGEMENT, LLC
Office #1: 5400 University Ave, West Des Moines, IA 50266RIA
CRD#: 291396
West Des Moines, IA
Current
October 29, 2009 - Present
FBL MARKETING SERVICES, LLC
Office #1: 14 1st Ave Ne Box 129, Waukon, IA 52172BD
CRD#: 5309
Waukon, IA
Past
October 23, 2012 - August 10, 2018
EQUITRUST INVESTMENT MANAGEMENT SERVICES, INC.
RIA
CRD#: 5308
WEST DES MOINES, IA
Past
December 10, 2007 - August 20, 2009
OSAIC FS, INC.
BD
CRD#: 3870
DAVENPORT, IA
Past
November 2, 2006 - December 12, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FBL WEALTH MANAGEMENT, LLC
FBL WEALTH MANAGEMENT, LLC
CRD#: 291396 / SEC#: 801-113458
RIA
Registered Investment Advisory firm - (6/18/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/2/2013)
IAR
Arizona(8/15/2018)
RR
Florida(3/7/2024)
IAR
Florida(3/18/2024)
RR
Illinois(4/4/2019)
RR
Iowa(10/29/2009)
IAR
Iowa(8/11/2018)
RR
Minnesota(2/15/2011)
RR
Missouri(8/9/2024)
IAR
Missouri(8/9/2024)
RR
Oklahoma(11/15/2024)
IAR
Oklahoma(11/15/2024)
RR
Wisconsin(12/1/2009)
IAR
Wisconsin(8/11/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/28/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FW
FBL WEALTH MANAGEMENT, LLC
FBL WEALTH MANAGEMENT, LLC
CRD#: 291396 / SEC#: 801-113458
RIA
Registered Investment Advisory firm - (6/18/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5400 University Avenue, West Des Moines, IA 50266
Mailing Address
Phone number
(515) 225-5400
Established
Firm type
Fiscal year end
# of Employees
177
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 8,654,949 |
Red Flags
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Company Information
FBL WEALTH MANAGEMENT, LLC
CRD#: 291396West Des Moines, IA 50266TRUST BUT VERIFY
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