Shane Nowosacki
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shane Nowosacki was a registered financial professional .
Shane is a previously registered financial professional and started their career in finance in 2005. Shane had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2022 - June 16, 2023
AE WEALTH MANAGEMENT, LLC
June 3, 2015 - November 24, 2021
VALIC FINANCIAL ADVISORS, INC.
December 11, 2014 - November 24, 2021
VALIC FINANCIAL ADVISORS, INC.
March 21, 2012 - December 12, 2014
EQUITABLE ADVISORS, LLC
November 28, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
November 28, 2005 - March 22, 2012
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
