Matthew D. Auerbach
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew D Auerbach, who also goes by Matthew David Auerbach, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2009. Matthew had worked at 2 firms and has passed the Series 7TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2023 - November 25, 2024
WORLD FIRST FINANCIAL SERVICES, INC.
March 26, 2012 - March 22, 2013
WORLD FIRST FINANCIAL SERVICES, INC.
July 13, 2009 - July 27, 2010
MONARCH FINANCIAL CORPORATION OF AMERICA
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 11/7/2023
General Securities Representative ExaminationSeries 55
Date: 1/26/2006
Limited Representative-Equity Trader ExamCurrent Firm
WORLD FIRST FINANCIAL SERVICES, INC.
CRD#: 1612 / SEC#: , 8-20392
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Bond | 2 |
Red Flags
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