William Martin
Professional summary
William Martin, who also goes by William Bret Martin, Billy Martin, is a registered financial professional currently at JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC located in Boston, Massachusetts.
William is registered as a RR (Registered Representative) and started their career in finance in 2008. William has worked at 7 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Martin's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2021 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
Office #1: 197 Clarendon Street, Boston, MA 02116August 28, 2019 - September 9, 2021
PATRICK CAPITAL MARKETS, LLC
July 3, 2019 - August 20, 2019
VISION 4 FUND DISTRIBUTORS
July 2, 2013 - January 18, 2019
COREBRIDGE CAPITAL SERVICES, INC.
January 3, 2012 - May 29, 2013
OSAIC WEALTH, INC.
July 8, 2010 - December 19, 2011
KEY INVESTMENT SERVICES LLC
April 2, 2008 - April 22, 2010
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/14/2021)
(1/2/2025)
(9/14/2021)
Exams
Series 7TO
Date: 11/1/2021
General Securities Representative ExaminationFINRA
Current Firm
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
CRD#: 28262 / SEC#: , 8-43582
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | PARENT | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| DUCKWORTH, JEFFREY OWEN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2429017 |
| FEINBERG, KRISTIE MARIE | CHAIRMAN | 3162040 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| MCFETRIDGE, ANDREW JOHN | DIRECTOR | 2516238 |
| WALTERS, GINA GOLDYCH | DIRECTOR | 5095838 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
CRD#: 28262Boston, MA 02116TRUST BUT VERIFY
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