Matthew J. Lux

ASSET MANAGEMENT STRATEGIES

Indianapolis, IN 46240

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CRD#: 5063521

Professional summary

Matthew Joseph Lux is a registered financial advisor currently at ASSET MANAGEMENT STRATEGIES, INC. located in Indianapolis, Indiana.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Matthew has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RESIDENTIAL RENTAL PROPERTIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Joseph Lux's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2014 - Present

ASSET MANAGEMENT STRATEGIES, INC.

Office #1: 450 E. 96th Street Suite 500, Indianapolis, IN 46240

RIA

CRD#: 135173

Indianapolis, IN

Past

September 28, 2012 - December 3, 2012

FINANCIAL ENGINES ADVISOR CENTER, LLC

RIA

CRD#: 109238

OVERLAND PARK, KS

Past

December 19, 2005 - September 28, 2012

THE MUTUAL FUND STORE

RIA

CRD#: 137965

DUBLIN, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSET MANAGEMENT STRATEGIES, INC.

ASSET MANAGEMENT STRATEGIES, INC. | TIMMONS FINANCIAL LLC | KEMERLY FINANCIAL | BLUESAFE FINANCIAL

CRD#: 135173 / SEC#: 801-108628

RIA

Registered Investment Advisory firm - (11/10/2016 Approved)

Georgia

Registered Investment Advisory firm - (12/20/2016 Terminated)

Illinois

Registered Investment Advisory firm - (11/10/2016 Terminated)

Indiana

Registered Investment Advisory firm - (11/16/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/16/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(11/21/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/23/2005

Uniform Investment Adviser Law Examination

Current Firm

ASSET MANAGEMENT STRATEGIES, INC.

ASSET MANAGEMENT STRATEGIES, INC. | TIMMONS FINANCIAL LLC | KEMERLY FINANCIAL | BLUESAFE FINANCIAL

CRD#: 135173 / SEC#: 801-108628

RIA

Registered Investment Advisory firm - (11/10/2016 Approved)

Georgia

Registered Investment Advisory firm - (12/20/2016 Terminated)

Illinois

Registered Investment Advisory firm - (11/10/2016 Terminated)

Indiana

Registered Investment Advisory firm - (11/16/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/16/2016 Terminated)

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Contact information

Main Address

450 E. 96th Street Suite 500, Indianapolis, IN 46240

Mailing Address

Phone number

(317) 577-6912

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASSET MANAGEMENT STRATEGIES, INC. ADV PART 2 BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,038
AUM (Assets Under Management)	$ 207,398,966

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew J. Lux

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Joseph Lux's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSET MANAGEMENT STRATEGIES, INC.

FINANCIAL ENGINES ADVISOR CENTER, LLC

THE MUTUAL FUND STORE

Primary Firm SEC Registration

ASSET MANAGEMENT STRATEGIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/23/2005

Current Firm

ASSET MANAGEMENT STRATEGIES, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSET MANAGEMENT STRATEGIES, INC.

TRUST BUT VERIFY

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