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Bryson W. Mc Guffey
AWM CAPITAL
Baton Rouge, LA 70808
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CRD#: 5063518
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Professional summary
Bryson Wills Mc Guffey, CFP®, who also goes by Will Mcguffey, is a registered financial advisor currently at AWM CAPITAL, LLC located in Baton Rouge, Louisiana.
Bryson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Bryson has worked at 3 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Will Mcguffey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Will McGuffey and Associates, LLC where he serves as a business consultant to individuals and businesses. He will keep this entity open although he does not plan to actively provide any services through this entity in the foreseeable future. He is keeping the company in good standing in the event that he has to separate some form of business activity from his law practice for liability and insurance purposes. No conflicts of interest currently exists. (2) McGuffey Law Offices, LLC where he serves an attorney to individuals and businesses. This entity was created in 2019 to separate legal services from non legal services that Will McGuffey performs for clients for purposes of complying with his E&O carrier. Will spends minimal time in this endeavor and no conflict of interest exists as this entity will not ever perform services for any AWM Capital clients or prospective clients. He spends less than 10 hours a month performing these legal services. (3) Adjunct Professor of Law at LSU Paul M. Hebert Law Center. Will serves as a professor teaching the Sports Law Class in the fall at LSU Law School. No conflicts of interest exist and he spends less than 10 hours a month teaching these classes.
CRS (Client Relationship Summary) - RIA
Click below to view Bryson Wills Mc Guffey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
December 10, 2020 - Present
AWM CAPITAL, LLC
Office #1: 7330 Highland Road Suite A-3-b, Baton Rouge, LA 70808RIA
CRD#: 287980
Baton Rouge, LA
Past
April 29, 2020 - January 22, 2021
1 UNION MANAGEMENT, LLC
RIA
CRD#: 282892
KIRKLAND, WA
Past
December 9, 2005 - September 5, 2006
WOODMEN FINANCIAL SERVICES, INC.
BD
CRD#: 117365
PINEVILLE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
AWM CAPITAL, LLC
ATHLETE WEALTH MANAGEMENT | AWM CAPITAL, LLC | AWM CAPITAL TAX | AWM
CRD#: 287980 / SEC#: 801-114373
RIA
Registered Investment Advisory firm - (12/3/2018 Approved)Arizona
Registered Investment Advisory firm - (3/16/2020 Terminated)California
Registered Investment Advisory firm - (4/15/2020 Terminated)Florida
Registered Investment Advisory firm - (3/16/2020 Terminated)Louisiana
Registered Investment Advisory firm - (3/19/2020 Terminated)New Hampshire
Registered Investment Advisory firm - (3/27/2020 Terminated)North Carolina
Registered Investment Advisory firm - (4/2/2020 Terminated)Texas
Registered Investment Advisory firm - (3/16/2020 Terminated)Washington
Registered Investment Advisory firm - (5/1/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(12/10/2020)
IAR
Texas(11/3/2021)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
AC
AWM CAPITAL, LLC
ATHLETE WEALTH MANAGEMENT | AWM CAPITAL, LLC | AWM CAPITAL TAX | AWM
CRD#: 287980 / SEC#: 801-114373
RIA
Registered Investment Advisory firm - (12/3/2018 Approved)Arizona
Registered Investment Advisory firm - (3/16/2020 Terminated)California
Registered Investment Advisory firm - (4/15/2020 Terminated)Florida
Registered Investment Advisory firm - (3/16/2020 Terminated)Louisiana
Registered Investment Advisory firm - (3/19/2020 Terminated)New Hampshire
Registered Investment Advisory firm - (3/27/2020 Terminated)North Carolina
Registered Investment Advisory firm - (4/2/2020 Terminated)Texas
Registered Investment Advisory firm - (3/16/2020 Terminated)Washington
Registered Investment Advisory firm - (5/1/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 N. 1st Street Suite 525, Phoenix, AZ 85004
Mailing Address
5227 N 7th St Ste 18036, Phoenix, AZ 85014
Phone number
(323) 940-1339
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,586 |
| AUM (Assets Under Management) | $ 1,152,024,220 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/16/2024 | ||
| 04/15/2024 | ||
| 01/24/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AWM CAPITAL, LLC
CRD#: 287980Baton Rouge, LA 70808TRUST BUT VERIFY
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