Ronald D. Hass
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald David Hass, who also goes by Ronald D Hass, Ron David Hass, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 2006. Ronald had worked at 6 firms and has passed the SIE, Series 57, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2024 - May 23, 2025
GROUP ONE TRADING LLC
January 11, 2019 - June 21, 2023
CTC, LLC
July 6, 2017 - April 11, 2018
COGNITIVE CAPITAL, LLC
October 12, 2010 - June 15, 2012
GETCO EXECUTION SERVICES LLC
April 19, 2010 - June 15, 2012
GETCO SECURITIES, LLC
July 17, 2006 - June 15, 2012
OCTEG, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/19/2007
Limited Representative-Equity Trader ExamCurrent Firm
GROUP ONE TRADING LLC
CRD#: 37484 / SEC#: , 8-47762
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 33 |
Red Flags
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