Michelle M. Russell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Margaret Russell, who also goes by Michelle Russell Johnson, Michelle M Russell, was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 2006. Michelle had worked at 4 firms and has passed the Series 63, Series 82TO, SIE, Series 82 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2019 - July 8, 2021
WAYPOINT DIRECT INVESTMENTS, LLC
November 13, 2018 - March 11, 2019
TPEG SECURITIES, LLC
August 24, 2010 - May 23, 2011
WYSER-PRATTE & CO., INC.
April 7, 2006 - January 12, 2010
PLUS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 12/20/2022
Limited Representative-Private Securities OfferingsCurrent Firm
WAYPOINT DIRECT INVESTMENTS, LLC
CRD#: 132475 / SEC#: , 8-66597
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
