Sarah Brookes-governo

SUMMIT WEALTH GROUP LLC

EXETER, NH 03833

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CRD#: 5062978

Professional summary

Sarah Brookes-governo, who also goes by Sarah Deborah Brookes, Sarah Brookes-gougrno, is a registered financial advisor currently at SUMMIT WEALTH GROUP LLC located in Exeter, New Hampshire.

Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Sarah has worked at 3 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sarah Deborah Brookes | Sarah Brookes-Gougrno

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)TOWN OF PLAINFIELD NH FINANCE COMMITTEE - MUNICIPAL TREASURER. 110 Main Street, Plainfield, NH 03781. Not Investment related. Approximately 5 hours per month, assists with general financial oversight, bookkeeping, and audits. Start date: 05/2010.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Brookes-governo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 20, 2016 - Present

SUMMIT WEALTH GROUP LLC

Office #1: 20b Hampton Road, Exeter, NH 03833

RIA

CRD#: 282205

EXETER, NH

Past

April 2, 2007 - September 15, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

WEST LEBANON, NH

Past

April 2, 2007 - September 15, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

WEST LEBANON, NH

Past

October 13, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

WEST LEBANON, NH

Past

October 5, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

WEST LEBANON, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT WEALTH GROUP LLC

CRD#: 282205 / SEC#: 801-107026

RIA

Registered Investment Advisory firm - (12/23/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Vermont
(7/20/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/15/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/12/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 10/26/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/29/2006

General Securities Representative Examination

Current Firm

SUMMIT WEALTH GROUP LLC

CRD#: 282205 / SEC#: 801-107026

RIA

Registered Investment Advisory firm - (12/23/2015 Approved)

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Contact information

Main Address

20b Hampton Road, Exeter, NH 03833

Mailing Address

Phone number

(802) 295-5300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (2/3/2025)

Regulatory assets under management

Total Number of Accounts	1,401
AUM (Assets Under Management)	$ 656,268,782

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sarah Brookes-governo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Brookes-governo's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

SUMMIT WEALTH GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/15/2016

Series 66

Date: 10/12/2006

Series 31

Date: 10/26/2006

Series 7

Date: 9/29/2006

Current Firm

SUMMIT WEALTH GROUP LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT WEALTH GROUP LLC

TRUST BUT VERIFY

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