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DF

David Faucon

LATOUR TRADING LLC
NEW YORK, NY 10271
Some features on this profile are disabled
CRD#: 5062876
DF

Professional summary

David Faucon is a registered financial professional currently at LATOUR TRADING LLC located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 2006. David has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Faucon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 26, 2010 - Present

LATOUR TRADING LLC

Office #1: 120 Broadway 38th Floor, New York, NY 10271
BD
CRD#: 150887
NEW YORK, NY
Past

January 19, 2006 - July 10, 2009

SG AMERICAS SECURITIES, LLC

BD
CRD#: 128351
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/17/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 7/12/2006
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 1/18/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/25/2008
General Securities Principal Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

LT
LATOUR TRADING LLC
LATOUR TRADING LLC

CRD#: 150887 / SEC#: , 8-68304

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
120 Broadway 38th Floor, New York, NY 10271
Mailing Address
120 Broadway 38th Floor, New York, NY 10271
Phone number
(917) 388-8000
Established
Delaware since 05/28/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
TOWER RESEARCH CAPITAL LLCMEMBER
FAUCON, DAVIDPRINCIPAL EXECUTIVE OFFICER5062876
BOUVET, GUILLAUME ADRIEN MRCHIEF OPERATING OFFICER5588427
CONCANNON, SEAN PATRICKPRINCIPAL FINANCIAL OFFICER5364102
ELLMAN, MICHAEL GREGFINOP/PRINCIPAL OPERATING OFFICER5574667
MESTER, THOMAS BRENNERCHIEF COMPLIANCE OFFICER2350593
THIEBAULT, SEBASTIENCHIEF EXECUTIVE OFFICER4870286

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LATOUR TRADING LLC

CRD#: 150887New York, NY 10271

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