Robert J. Cullen
Professional summary
Robert J Cullen, who also goes by Bob James Cullen, Robert Cullen, Bob Cullen, Robert James Cullen, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Niles, Illinois.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Robert has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert J Cullen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert J Cullen's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2026 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 8990 N. Milwaukee, Niles, IL 60714July 6, 2026 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 8990 N. Milwaukee, Niles, IL 60714October 5, 2023 - June 10, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
October 5, 2023 - June 10, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
May 17, 2021 - August 21, 2023
EDWARD JONES
May 17, 2021 - August 21, 2023
EDWARD JONES
January 10, 2019 - January 26, 2021
CITIGROUP GLOBAL MARKETS INC.
January 10, 2019 - January 26, 2021
CITIGROUP GLOBAL MARKETS INC.
April 4, 2017 - January 9, 2019
BMO HARRIS FINANCIAL ADVISORS, INC.
April 4, 2017 - January 9, 2019
BMO HARRIS FINANCIAL ADVISORS, INC.
November 2, 2016 - March 17, 2017
FIFTH THIRD SECURITIES, INC.
April 20, 2012 - March 17, 2017
FIFTH THIRD SECURITIES, INC.
August 9, 2011 - March 20, 2012
CHASE INVESTMENT SERVICES CORP.
December 19, 2005 - August 6, 2010
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/6/2026)
(7/6/2026)
Exams
FINRA
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/08/2026 | ||
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
