RB
Robert W. Barnes
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
Jamaica, VT
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CRD#: 5062718
RB
Professional summary
Robert William Barnes, who also goes by Bob Barnes, is a registered financial advisor currently at JOHN HANCOCK INVESTMENT MANAGEMENT LLC located in Jamaica, Vermont and JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC located in Boston, Massachusetts.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Robert has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Barnes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) a.OBA Name: Win Sum Ski Corporation b.Investment-related? No c.OBA Address: 6557 Holiday Valley Rd. Ellicottville, NY 14731 d.OBA Nature: The Company is a Ski Resort e.Position, Title, or Relationship with the OBA: Training Center Coach f.OBA Start Date: 12/16/2023 g.Approximate number of hours/month devoted to the OBA: 37.5 h.Number of hours devoted to the OBA during securities trading hours: 0 i.Brief description duties related to the OBA: There are no products offered via my capacity. On Saturdays and Sundays from 9am-1:30pm I coach youth ski racers at the ski resort 2.) a. OBA Name: Holiday Valley Race Team b. Investment-related?: No c. OBA Address: 6557 Holiday Valley Rd, Ellicottville, NY 14731 d. OBA Nature: Ski Resort e. Position, Title, or Relationship with the OBA: Ski Racing Coach f. OBA Start Date: 12/01/2024 g. Approximate number of hours/month devoted to the OBA: 40 h. Number of hours devoted to the OBA during securities trading hours: 0 i. Brief description duties related to the OBA: Coach U12 & U10 skiers at Holiday Valley
CRS (Client Relationship Summary) - RIA
Click below to view Robert William Barnes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2018 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
RIA
CRD#: 105790
Jamaica, VT
Current
November 1, 2010 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
Office #1: 197 Clarendon Street, Boston, MA 02116BD
CRD#: 28262
Boston, MA
Past
November 15, 2017 - November 8, 2018
MANULIFE INVESTMENT MANAGEMENT (US) LLC
RIA
CRD#: 106435
ANN ARBOR, MI
Past
May 22, 2013 - December 31, 2014
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
BOSTON, MA
Past
November 24, 2005 - December 31, 2012
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JH
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
JOHN HANCOCK ADVISERS, INC | JOHN HANCOCK INVESTMENT MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | JOHN HANCOCK ADVISERS, LLC
CRD#: 105790 / SEC#: 801-8124
RIA
Registered Investment Advisory firm - (12/12/1971 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Massachusetts(11/8/2018)
RR
Massachusetts(8/10/2020)
RR
New York(2/9/2022)
IAR
New York(2/9/2022)
RR
Vermont(7/16/2025)
IAR
Vermont(7/17/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JH
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
JOHN HANCOCK ADVISERS, INC | JOHN HANCOCK INVESTMENT MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | JOHN HANCOCK ADVISERS, LLC
CRD#: 105790 / SEC#: 801-8124
RIA
Registered Investment Advisory firm - (12/12/1971 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Berkeley St., Boston, MA 02116-5022
Mailing Address
Phone number
(617) 663-3000
Established
Firm type
Fiscal year end
# of Employees
363
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 35,239 |
| AUM (Assets Under Management) | $ 202,193,176,436 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
