Nicholas S. Mckay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Scott Mckay was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2017. Nicholas had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2019 - December 13, 2019
ELEFANT ADVISORS LLC
May 17, 2018 - August 24, 2018
ELEFANT ADVISORS LLC
December 11, 2017 - December 13, 2019
ELEFANT MARKETS
State Registrations and Notice Filings
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Exams
Current Firm
ELEFANT ADVISORS LLC
CRD#: 293769 / SEC#: 801-114831
Contact information
Red Flags
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