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MS

Matthew A. Siliato

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CRD#: 5062153
MS

Professional summary


Matthew Angelo Siliato was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Matthew is a previously registered financial professional and started their career in finance in 2006. Prior to being barred, Matthew had worked at 7 firms, which includes WYNSTON HILL CAPITAL LLC, SPARTAN CAPITAL SECURITIES LLC, WINDSOR STREET CAPITAL LP, NATIONAL SECURITIES CORPORATION, J.P. TURNER & COMPANY L.L.C., JOSEPH GUNNAR & CO. LLC, JOSEPH STEVENS & CO. INC..

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Matthew Angelo Siliato Mr | Matthew Angelo Siliato

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 18, 2018 - June 20, 2019

WYNSTON HILL CAPITAL, LLC

BD
CRD#: 103811
BRANDON, SD
Past

January 17, 2017 - November 7, 2018

SPARTAN CAPITAL SECURITIES, LLC

BD
CRD#: 146251
NEW YORK, NY
Past

March 14, 2013 - January 17, 2017

WINDSOR STREET CAPITAL, LP

BD
CRD#: 34171
NEW YORK, NY
Past

January 11, 2010 - February 26, 2013

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
ISELIN, NJ
Past

March 24, 2009 - December 18, 2009

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
STATEN ISLAND, NY
Past

August 13, 2007 - April 9, 2009

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
STATEN ISLAND, NY
Past

July 25, 2007 - July 30, 2007

JOSEPH GUNNAR & CO. LLC

BD
CRD#: 24795
NEW YORK, NY
Past

December 20, 2006 - July 31, 2007

JOSEPH STEVENS & CO., INC.

BD
CRD#: 35459
BROOKLYN, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/31/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


WH
WYNSTON HILL CAPITAL, LLC
ELEPHANTX ONLINE SECURITIES, LLC | XTF CAPITAL LLC | WYNSTON HILL CAPITAL, LLC

CRD#: 103811 / SEC#: , 8-52299

BD
Approved by SEC on 07/14/2000
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 12/29/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BAI HOLDINGSMEMBER
RIORDAN, DENNIS VINCENTPRESIDENT2412563
ALT 5 SIGMA INCOWNER
CALAMUNCI, ROBERT JOSEPH SRCEO, FINOP, OPTIONS PRINCIPAL1618899
STOUBER, RANDYCCO1104531

Disclosures


Regulatory Event6
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information


WYNSTON HILL CAPITAL, LLC

CRD#: 103811

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