Diana C. Hamilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Diana C Hamilton, who also goes by Diana Coburn, was a registered financial professional .
Diana is a previously registered financial professional and started their career in finance in 2005. Diana had worked at 6 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2012 - June 12, 2014
VOYA FINANCIAL PARTNERS, LLC
May 1, 2007 - June 12, 2008
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 12, 2007 - May 1, 2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 12, 2007 - May 18, 2007
OSAIC FA, INC.
April 1, 2006 - August 16, 2006
METLIFE INVESTORS DISTRIBUTION COMPANY
December 9, 2005 - April 1, 2006
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
