Christopher J. Lorenzo
Professional summary
Christopher J Lorenzo, who also goes by Christopher J Lorenzo, is a registered financial professional currently at MIRAE ASSET SECURITIES (USA) INC. located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2007. Christopher has worked at 2 firms and has passed the Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher J Lorenzo's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2021 - Present
MIRAE ASSET SECURITIES (USA) INC.
Office #1: 810 Seventh Avenue 37th Floor, New York, NY 10019June 11, 2007 - September 19, 2013
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 5/14/2021
Operations Professional ExaminationFINRA
Current Firm
MIRAE ASSET SECURITIES (USA) INC.
CRD#: 30679 / SEC#: , 8-45034
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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