Roberto Ayala
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roberto Ayala, who also goes by Roberto Sanchez, Roberto Sanchez-ayala, was a registered financial professional .
Roberto is a previously registered financial professional and started their career in finance in 2005. Roberto had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2008 - February 27, 2013
USAA FINANCIAL PLANNING SERVICES
September 16, 2008 - December 31, 2008
USAA INVESTMENT SERVICES COMPANY
May 7, 2008 - February 27, 2013
USAA FINANCIAL ADVISORS, INC.
October 2, 2006 - April 18, 2008
VANGUARD MARKETING CORPORATION
November 29, 2005 - June 6, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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