Ryan A. Vernoia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Anthony Vernoia was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2006. Ryan had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2015 - December 11, 2015
PHX FINANCIAL, INC.
August 27, 2014 - May 27, 2015
JOSEPH GUNNAR & CO. LLC
May 7, 2013 - August 29, 2014
K.C. WARD FINANCIAL
August 17, 2010 - May 8, 2013
JOSEPH GUNNAR & CO. LLC
July 14, 2010 - August 18, 2010
EKN FINANCIAL SERVICES INC.
January 2, 2009 - July 15, 2010
K.C. WARD FINANCIAL
May 12, 2006 - January 15, 2009
AMERICAN CAPITAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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