Patrick T. Sewards
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick T Sewards was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2006. Patrick had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2024 - July 28, 2025
COSTELLO ASSET MANAGEMENT, INC.
September 29, 2006 - January 22, 2019
BLACKROCK INVESTMENTS, LLC
August 28, 2006 - September 29, 2006
FAM DISTRIBUTORS, INC.
February 20, 2006 - August 8, 2006
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
COSTELLO ASSET MANAGEMENT, INC.
CRD#: 123249 / SEC#: 801-106905
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COSTELLO ASSET MANAGEMENT, INC.
CRD#: 123249 / SEC#: 801-106905
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 965 |
| AUM (Assets Under Management) | $ 347,873,475 |
Red Flags
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