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Kayse Ann Kress

Kayse A. Kress

DOCSFP
Newington, CT
Some features on this profile are disabled
CRD#: 5060633
Kayse Ann Kress

Professional summary

Kayse Ann Kress, CFP® is a registered financial advisor currently at DOCSFP located in Newington, Connecticut.

Kayse is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Kayse has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kayse Ann Kress's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2010

Experience

Current

February 3, 2022 - Present

DOCSFP

RIA
CRD#: 318460
Newington, CT
Past

September 10, 2018 - December 31, 2021

PHYSICIAN WEALTH SERVICES, LLC

RIA
CRD#: 282338
West Hartford, CT
Past

August 3, 2017 - November 30, 2018

MORE WITH LESS FINANCIAL PLANNING, LLC

RIA
CRD#: 288842
BRISTOL, CT
Past

October 28, 2010 - May 4, 2017

CONNECTICUT WEALTH MANAGEMENT, LLC

RIA
CRD#: 154310
FARMINGTON, CT
Past

November 20, 2008 - December 31, 2011

LPL FINANCIAL LLC

RIA
CRD#: 6413
FARMINGTON, CT
Past

June 18, 2008 - January 20, 2012

LPL FINANCIAL LLC

BD
CRD#: 6413
FARMINGTON, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/10/2024)
IAR
Connecticut
(2/3/2022)
IAR
Texas
(7/7/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/19/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/17/2008
General Securities Representative Examination

Current Firm

DO
DOCSFP
DOCSFP | DOCSFP LLC

CRD#: 318460 / SEC#:

California
Registered Investment Advisory firm - (6/10/2024 Approved)
Connecticut
Registered Investment Advisory firm - (2/3/2022 Approved)
Texas
Registered Investment Advisory firm - (7/7/2022 Conditional Restricted)
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Contact information

Main Address
Newington, CT
Mailing Address
Phone number
(860) 301-3490
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts63
AUM (Assets Under Management)$ 11,575,934

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DOCSFP

CRD#: 318460Newington, CT

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