Andrea M. Ritchie
Professional summary
Andrea Marie Ritchie was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Andrea is a previously registered financial professional and started their career in finance in 2006. Prior to being barred, Andrea had worked at 4 firms, which includes SCOTTSDALE CAPITAL ADVISORS CORP, CAMBRIA CAPITAL LLC, ALPINE SECURITIES CORPORATION, EMPIRE FINANCIAL GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2007 - August 2, 2011
SCOTTSDALE CAPITAL ADVISORS CORP
December 11, 2006 - May 7, 2007
CAMBRIA CAPITAL, LLC
October 31, 2006 - December 11, 2006
ALPINE SECURITIES CORPORATION
February 27, 2006 - October 31, 2006
EMPIRE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 3/5/2007
Limited Representative-Equity Trader ExamCurrent Firm
SCOTTSDALE CAPITAL ADVISORS CORP
CRD#: 118786 / SEC#: 801-60965, 8-53685
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
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