Charles W. Mckenny
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles William Mckenny was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2006. Charles had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2015 - June 9, 2015
CAPITAL ONE ADVISORS, LLC
January 2, 2015 - June 9, 2015
CAPITAL ONE INVESTING, LLC
January 17, 2014 - January 28, 2015
CAPITAL ONE FINANCIAL ADVISORS LLC
January 17, 2014 - January 2, 2015
CAPITAL ONE INVESTMENT SERVICES LLC
October 1, 2012 - December 26, 2013
J.P. MORGAN SECURITIES LLC
October 1, 2012 - December 26, 2013
J.P. MORGAN SECURITIES LLC
June 5, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
June 5, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
April 10, 2007 - August 23, 2011
EDWARD JONES
January 31, 2006 - August 23, 2011
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL ONE ADVISORS, LLC
CRD#: 136865 / SEC#: 801-64662
Contact information
Documents
Red Flags
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