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Ryan M. Filiaggi

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CRD#: 5060129
RF
Ryan Michael Filiaggi

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ryan Michael Filiaggi, who also goes by Ryan Michael Filiaggi, Ryan Filiaggi, was a registered financial professional .

Ryan is a previously registered financial professional and started their career in finance in 2007. Ryan had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Ryan Michael Filiaggi | Ryan Filiaggi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Insurance agent Delaware Licensed.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 25, 2024 - September 17, 2026

TURNER FINANCIAL GROUP, INC.

RIA
CRD#: 134204
Lewes, DE
Past

April 18, 2024 - August 5, 2024

SGL FINANCIAL, LLC

RIA
CRD#: 158023
Lewes, DE
Past

May 29, 2020 - January 30, 2025

IP FINANCIAL ADVISORY SERVICES LLC

RIA
CRD#: 305772
Dagsboro, DE
Past

May 27, 2020 - September 14, 2020

INNOVATION PARTNERS LLC

RIA
CRD#: 146344
Fenwick Island, DE
Past

May 27, 2020 - February 4, 2025

INNOVATION PARTNERS LLC

BD
CRD#: 146344
CHARLOTTE, NC
Past

November 15, 2018 - April 24, 2020

NFSG CORPORATION

RIA
CRD#: 130814
FRANKFORD, DE
Past

October 26, 2018 - April 24, 2020

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
BOCA RATON, FL
Past

June 19, 2018 - August 14, 2018

CITIZENS SECURITIES, INC.

RIA
CRD#: 39550
LEWES, DE
Past

January 19, 2016 - August 14, 2018

CITIZENS SECURITIES, INC.

BD
CRD#: 39550
LEWES, DE
Past

December 20, 2012 - August 17, 2015

SANTANDER SECURITIES LLC

BD
CRD#: 41791
WAYNE, PA
Past

October 31, 2011 - December 7, 2012

LPL FINANCIAL LLC

BD
CRD#: 6413
DOWNINGTON, PA
Past

August 12, 2011 - October 28, 2011

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
THORNDALE, PA
Past

November 6, 2007 - November 6, 2009

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TURNER FINANCIAL GROUP, INC.
ANDALUS CAPITAL, LLC. | TURNER FINANCIAL GROUP, INC. | SEELAN WEALTH STRATEGIES | GF THOMAS ADVISORY GROUP | DEDICATED FINANCIAL LLC

CRD#: 134204 / SEC#: 801-129021

RIA
Registered Investment Advisory firm - (11/3/2023 Approved)
Alabama
Registered Investment Advisory firm - (11/17/2023 Terminated)
Florida
Registered Investment Advisory firm - (11/17/2023 Terminated)
Louisiana
Registered Investment Advisory firm - (11/20/2023 Terminated)
Maryland
Registered Investment Advisory firm - (12/31/2017 Terminated)
New York
Registered Investment Advisory firm - (11/17/2023 Terminated)
Texas
Registered Investment Advisory firm - (11/17/2023 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?
State Security Law Exam
PR
PR
Series 66
Status Unavailable
Passed: 6/18/2018
Uniform Combined State Law Examination
State Security Law Exam
PR
Series 63
Status Unavailable
Passed: 12/13/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 8/14/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 4/17/2018
General Securities Representative Examination
General Industry/Product Exam
PR
Series 6
Status Unavailable
Passed: 11/5/2007
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TF
TURNER FINANCIAL GROUP, INC.
ANDALUS CAPITAL, LLC. | TURNER FINANCIAL GROUP, INC. | SEELAN WEALTH STRATEGIES | GF THOMAS ADVISORY GROUP | DEDICATED FINANCIAL LLC

CRD#: 134204 / SEC#: 801-129021

RIA
Registered Investment Advisory firm - (11/3/2023 Approved)
Alabama
Registered Investment Advisory firm - (11/17/2023 Terminated)
Florida
Registered Investment Advisory firm - (11/17/2023 Terminated)
Louisiana
Registered Investment Advisory firm - (11/20/2023 Terminated)
Maryland
Registered Investment Advisory firm - (12/31/2017 Terminated)
New York
Registered Investment Advisory firm - (11/17/2023 Terminated)
Texas
Registered Investment Advisory firm - (11/17/2023 Terminated)
Loading...

Contact information

Main Address
4366 5th Avenue, Pace, FL 32571-1810
Mailing Address
Phone number
(850) 995-1797
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TFG ADV PART 2A 03.30.36 (3/30/2026)

Regulatory assets under management

Total Number of Accounts1,132
AUM (Assets Under Management)$ 229,566,133

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TURNER FINANCIAL GROUP, INC.

CRD#: 134204

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