Martin A. Federici

MF ADVISERS

Dallas, PA

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CRD#: 5060087

Professional summary

Martin A Federici JR is a registered financial advisor currently at MF ADVISERS, INC. located in Dallas, Pennsylvania.

Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Martin has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin A Federici JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2011 - Present

MF ADVISERS, INC.

RIA

CRD#: 155518

Dallas, PA

Past

January 1, 2006 - January 3, 2011

EDWARD JONES

CRD#: 250

LUZERNE, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/11/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/10/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/3/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/27/2005

General Securities Representative Examination

Current Firm

MF ADVISERS, INC.

CRD#: 155518 / SEC#:

Florida

Registered Investment Advisory firm - (5/27/2011 Approved)

Pennsylvania

Registered Investment Advisory firm - (1/3/2011 Approved)

Texas

Registered Investment Advisory firm - (1/15/2015 Conditional Restricted)

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Contact information

Main Address

Dallas, PA

Mailing Address

Phone number

(570) 760-6524

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	370
AUM (Assets Under Management)	$ 31,760,563

Red Flags

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Martin A. Federici

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin A Federici JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

MF ADVISERS, INC.

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 65

Date: 1/10/2011

Series 63

Date: 1/3/2006

Series 7

Date: 12/27/2005

Current Firm

MF ADVISERS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MF ADVISERS, INC.

TRUST BUT VERIFY

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