Christine L. Schorpp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Lee Schorpp, who also goes by Christine Lee Replogle, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 2006. Christine had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2025 - October 29, 2025
TRANSAMERICA CAPITAL, LLC
April 26, 2022 - September 27, 2024
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 28, 2017 - December 31, 2020
CITIZENS SECURITIES, INC.
June 10, 2016 - December 31, 2020
CITIZENS SECURITIES, INC.
September 11, 2015 - December 9, 2015
MML INVESTORS SERVICES, LLC
February 21, 2012 - November 13, 2014
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
May 30, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
May 30, 2006 - December 6, 2011
MSI FINANCIAL SERVICES, INC.
January 9, 2006 - January 24, 2006
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA CAPITAL, LLC
CRD#: 8217 / SEC#: , 8-24829
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AUSA HOLDING, LLC | PARENT | |
| ACKERMAN, TIMOTHY LEON | DIRECTOR | 2311523 |
| BEITZEL, BRIAN | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | 6183770 |
| CARNEY, ROBERT DONALD | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | 6747924 |
| HALLORAN, MARK FRANCIS | DIRECTOR | 1128889 |
| HELLERMAN, DOUGLAS | CHIEF COMPLIANCE OFFICER | 4696681 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
