Henry D. Whalen

EQUITY WEALTH PARTNERS

Independence, MO 64055

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CRD#: 5059927

Professional summary

Henry David Whalen SR., who also goes by Henry David Whalen, is a registered financial advisor currently at EQUITY WEALTH PARTNERS, LLC located in Independence, Missouri.

Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Henry has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Henry David Whalen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry David Whalen SR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2022 - Present

EQUITY WEALTH PARTNERS, LLC

Office #1: 4700 S Cedar Crest Ct, Independence, MO 64055

RIA

CRD#: 317224

Independence, MO

Past

September 21, 2016 - February 3, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

INDEPENDENCE, MO

Past

September 20, 2016 - February 3, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

INDEPENDENCE, MO

Past

November 16, 2006 - August 11, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

KANSAS CITY, MO

Past

July 10, 2006 - August 11, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EQUITY WEALTH PARTNERS, LLC

CRD#: 317224 / SEC#: 801-122943

RIA

Registered Investment Advisory firm - (1/3/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(1/31/2022)

IAR

Texas
(1/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/10/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/29/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/7/2006

General Securities Representative Examination

Current Firm

EQUITY WEALTH PARTNERS, LLC

CRD#: 317224 / SEC#: 801-122943

RIA

Registered Investment Advisory firm - (1/3/2022 Approved)

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Contact information

Main Address

4700 S Cedar Crest Ct, Independence, MO 64055

Mailing Address

Phone number

(816) 373-1068

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EWP DISCLOSURE BROCHURE (5/24/2025)

Regulatory assets under management

Total Number of Accounts	1,412
AUM (Assets Under Management)	$ 222,749,040

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Henry D. Whalen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry David Whalen SR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

EQUITY WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/10/2006

Series 7TO

Date: 3/29/2024

SIE

Date: 10/1/2018

Series 7

Date: 7/7/2006

Current Firm

EQUITY WEALTH PARTNERS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EQUITY WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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