Darren J. Esser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darren James Esser, who also goes by Darren James Esser Mr., Darren Esser, was a registered financial professional .
Darren is a previously registered financial professional and started their career in finance in 2006. Darren had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2008 - January 24, 2019
STRUCTURED ASSET INVESTORS, LLC
January 6, 2006 - January 24, 2019
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
STRUCTURED ASSET INVESTORS, LLC
CRD#: 131539 / SEC#: 801-63263
Contact information
Red Flags
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