Michael S. Dore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Scott Dore was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 2005. Michael had worked at 3 firms and has passed the Series 66, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2010 - March 22, 2011
LEONARD & COMPANY
October 23, 2009 - March 22, 2011
LEONARD & COMPANY
November 19, 2007 - October 27, 2009
WELLS FARGO CLEARING SERVICES, LLC
November 5, 2007 - October 27, 2009
WELLS FARGO CLEARING SERVICES, LLC
December 12, 2005 - September 21, 2006
FIFTH THIRD SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEONARD & COMPANY
CRD#: 36527 / SEC#: 801-60035, 8-47298
Contact information
Disclosures
| Regulatory Event | 13 |
| Arbitration | 2 |
Red Flags
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