Mark F. Hart

HART FINANCIAL

Akron, CO 80720

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CRD#: 5059201

Professional summary

Mark Flor Hart, who also goes by Mark Hart, is a registered financial advisor currently at HART FINANCIAL, LLC located in Akron, Colorado.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Mark has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Hart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sole Proprietor; Investment Related; Akron, CO; Insurance products and services; Insurance Agent; 06/2006; Approximately 25% of time spent in this capacity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Flor Hart's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2018 - Present

HART FINANCIAL, LLC

Office #1: 148 West 2nd St., Akron, CO 80720

RIA

CRD#: 291530

Akron, CO

Past

November 1, 2013 - December 18, 2017

SECURITIES AMERICA, INC.

CRD#: 10205

AKRON, CO

Past

May 3, 2006 - November 11, 2013

EQUITABLE ADVISORS, LLC

CRD#: 6627

AKRON, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/24/2018)

IAR

Texas
(11/18/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/11/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/18/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/2/2006

General Securities Representative Examination

Current Firm

HART FINANCIAL, LLC

CRD#: 291530 / SEC#:

Colorado

Registered Investment Advisory firm - (1/24/2018 Approved)

Louisiana

Registered Investment Advisory firm - (12/4/2019 Approved)

Texas

Registered Investment Advisory firm - (11/18/2020 Conditional Restricted)

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Contact information

Main Address

148 West 2nd St., Akron, CO 80720

Mailing Address

Phone number

(970) 345-0369

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	402
AUM (Assets Under Management)	$ 74,306,238

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark F. Hart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Flor Hart's CRS (Customer Relationship Summary).

Certified licenses

Experience

HART FINANCIAL, LLC

SECURITIES AMERICA, INC.

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/11/2017

SIE

Date: 12/18/2017

Series 7

Date: 5/2/2006

Current Firm

HART FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HART FINANCIAL, LLC

TRUST BUT VERIFY

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