Melissa D. Osuch

STRATEGIC ADVISORS OF ILLINOIS

Northbrook, IL 60062

Some features on this profile are disabled

CRD#: 5059057

Professional summary

Melissa Deborah Osuch, who also goes by Melissa Deborah Morgan, Melissa D Osuch, is a registered financial advisor currently at STRATEGIC ADVISORS OF ILLINOIS located in Northbrook, Illinois and LPL FINANCIAL LLC located in Northbrook, Illinois.

Melissa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Melissa has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Melissa Deborah Morgan | Melissa D Osuch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 08/26/11: SALE OF FIXED INSURANCE BUSIESS/ 15% OF TIME/ NORTHBROOK, IL 2) 02/2006: AMM ACCOUNTING SERVICES DBA STRATEGIC ADVISORS OF ILLINOIS / REGISTERED INVESTMENT ADVISOR 3) 07/2012 AMM ACCOUNTING SERVICES/ ACCOUNTANT/TAX PREPARER / NOT INVESTMENT RELATED 4) 08/2011 LPL FINANCIAL/ BROKER DEALER/ REGISTERED REPRESENTATIVE / INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa Deborah Osuch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2006 - Present

STRATEGIC ADVISORS OF ILLINOIS

Office #1: 5 Revere Drive Suite 200, Northbrook, IL 60062

RIA

CRD#: 113906

Northbrook, IL

Current

August 26, 2011 - Present

LPL FINANCIAL LLC

Office #1: 5 Revere Dr Ste 200, Northbrook, IL 60062

RIA

CRD#: 6413

Northbrook, IL

Past

October 11, 2017 - October 8, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

NORTHBROOK, IL

Past

February 14, 2006 - December 31, 2023

STRATEGIC ADVISORS OF ILLINOIS

RIA

CRD#: 113906

NORTHBROOK, IL

Past

January 20, 2006 - August 26, 2011

SECURITIES AMERICA, INC.

CRD#: 10205

NORTHBROOK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/26/2011)

California
(10/25/2016)

Colorado
(10/11/2017)

Florida
(10/11/2017)

Georgia
(3/18/2020)

IAR

Illinois
(2/14/2006)

Illinois
(8/26/2011)

Indiana
(10/11/2017)

Iowa
(8/27/2024)

Kansas
(10/11/2017)

Kentucky
(7/23/2019)

Maine
(5/26/2022)

Massachusetts
(7/24/2014)

Michigan
(9/15/2020)

Mississippi
(8/26/2011)

Nevada
(4/14/2021)

New York
(8/26/2013)

Ohio
(7/11/2014)

Puerto Rico
(10/11/2017)

Texas
(8/26/2011)

Virginia
(10/11/2017)

Washington
(7/10/2014)

Wisconsin
(10/11/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/1/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/19/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/11/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

STRATEGIC ADVISORS OF ILLINOIS

AMM ACCOUNTING SERVICES INC | STRATEGIC INVESTMENT ADVISORS | STRATEGIC ADVISORS OF ILLINOIS | FINANCIAL LEARNING CENTER

CRD#: 113906 / SEC#: 801-66577

RIA

Registered Investment Advisory firm - (6/28/2012 Terminated)

Illinois

Registered Investment Advisory firm - (6/19/2012 Approved)

Texas

Registered Investment Advisory firm - (5/16/2024 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5 Revere Drive Suite 200, Northbrook, IL 60062

Mailing Address

Phone number

(847) 562-1300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	169
AUM (Assets Under Management)	$ 55,964,589

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

Jaime Villalobos

WILLIAM BLAIR

IAR

Chicago, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Melissa D. Osuch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa Deborah Osuch's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

STRATEGIC ADVISORS OF ILLINOIS

SECURITIES AMERICA, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/1/2006

SIE

Date: 10/1/2018

Series 7

Date: 1/19/2006

Series 24

Date: 11/11/2010

FINRA

Current Firm

STRATEGIC ADVISORS OF ILLINOIS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STRATEGIC ADVISORS OF ILLINOIS

TRUST BUT VERIFY

Contact information

Similar Advisors