Heath M. Binder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heath Michael Binder, who also goes by Heath Binder, was a registered financial professional .
Heath is a previously registered financial professional and started their career in finance in 2006. Heath had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2015 - January 20, 2016
MOGUL SECURITIES, LLC
December 8, 2015 - July 7, 2017
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
January 31, 2014 - December 2, 2015
WEALTHFORGE SECURITIES, LLC
June 24, 2009 - April 19, 2012
BARCLAYS CAPITAL INC.
June 18, 2009 - April 19, 2012
BARCLAYS CAPITAL INC.
January 19, 2006 - December 12, 2007
UBS SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
MOGUL SECURITIES, LLC
CRD#: 172778 / SEC#: , 8-69524
Contact information
Documents
Red Flags
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