Steven W. Burge

BURGE FINANCIAL

SACRAMENTO, CA 95811

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CRD#: 5058348

Professional summary

Steven Wayne Burge, CFP®, who also goes by Steve Wayne Burge, is a registered financial advisor currently at BURGE FINANCIAL located in Sacramento, California.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Steven has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Wayne Burge

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Wayne Burge's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

November 12, 2014 - Present

BURGE FINANCIAL

Office #1: 2000 L Street Suite 100, Sacramento, CA 95811

RIA

CRD#: 172552

SACRAMENTO, CA

Past

April 14, 2009 - November 25, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

SACRAMENTO, CA

Past

April 13, 2009 - November 25, 2014

LPL FINANCIAL LLC

CRD#: 6413

SACRAMENTO, CA

Past

January 5, 2006 - April 15, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ROSEVILLE, CA

Past

December 19, 2005 - April 15, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

ROSEVILLE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/12/2014)

IAR

Texas
(9/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/3/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/25/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/13/2009

General Securities Principal Examination

Current Firm

BURGE FINANCIAL

BURGE FINANCIAL | STEVEN WAYNE BURGE | BURGE FINANCIAL, INC.

CRD#: 172552 / SEC#:

California

Registered Investment Advisory firm - (11/12/2014 Approved)

Texas

Registered Investment Advisory firm - (9/2/2021 Conditional Restricted)

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Contact information

Main Address

2000 L Street Suite 100, Sacramento, CA 95811

Mailing Address

Phone number

(916) 622-0298

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	147
AUM (Assets Under Management)	$ 14,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven W. Burge

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Wayne Burge's CRS (Customer Relationship Summary).

Certified licenses

Experience

BURGE FINANCIAL

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/3/2006

SIE

Date: 11/25/2014

Series 7

Date: 12/15/2005

Series 24

Date: 7/13/2009

Current Firm

BURGE FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BURGE FINANCIAL

TRUST BUT VERIFY

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