Nathan D. Stewart

ALPHACORE CAPITAL LLC

Glendale, CO 80246

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CRD#: 5058017

Professional summary

Nathan David Stewart, who also goes by Nathan Stewart, Nathan David Stewart, is a registered financial advisor currently at ALPHACORE CAPITAL LLC located in Glendale, Colorado.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Nathan has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nathan Stewart | Nathan David Stewart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Rental Property; Non-investment Related; Denver, CO; Owner; Start 8/2019; 1hr per month, w 0 during trading hrs

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan David Stewart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 25, 2024 - Present

ALPHACORE CAPITAL LLC

Office #1: 4500 Cherry Creek Drive South Suite 1070, Glendale, CO 80246

RIA

CRD#: 174346

Glendale, CO

Past

June 25, 2021 - October 31, 2022

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

April 6, 2021 - September 20, 2024

CAPITAL ADVISORS, INC.

RIA

CRD#: 104643

DENVER, CO

Past

February 21, 2019 - March 19, 2021

HARRISDIRECT LLC

RIA

CRD#: 42159

Centennial, CO

Past

February 21, 2019 - March 19, 2021

E*TRADE SECURITIES LLC

CRD#: 29106

JERSEY CITY, NJ

Past

March 5, 2018 - January 9, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DENVER, CO

Past

March 5, 2018 - January 9, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DENVER, CO

Past

February 12, 2016 - March 9, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

March 20, 2014 - February 11, 2016

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

December 18, 2013 - March 9, 2018

SCOTTRADE, INC.

CRD#: 8206

WESTMINSTER, CO

Past

August 7, 2012 - December 9, 2013

HARRISDIRECT LLC

RIA

CRD#: 42159

BOSTON, MA

Past

August 1, 2012 - December 9, 2013

E*TRADE SECURITIES LLC

CRD#: 29106

BOSTON, MA

Past

August 18, 2011 - July 26, 2012

KEY INVESTMENT SERVICES LLC

CRD#: 136300

SOUTH PORTLAND, ME

Past

March 10, 2010 - August 29, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PORTLAND, ME

Past

February 12, 2010 - August 29, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PORTLAND, ME

Past

March 11, 2008 - December 4, 2009

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

FRAMINGHAM, MA

Past

January 25, 2006 - December 2, 2009

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BRAINTREE, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHACORE CAPITAL LLC

ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS

CRD#: 174346 / SEC#: 801-108468

RIA

Registered Investment Advisory firm - (9/28/2016 Approved)

California

Registered Investment Advisory firm - (11/9/2016 Terminated)

Illinois

Registered Investment Advisory firm - (9/28/2016 Terminated)

Indiana

Registered Investment Advisory firm - (10/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/8/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/31/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/24/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 4/28/2018

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 3/21/2018

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 12/18/2014

General Securities Principal Examination

Current Firm

ALPHACORE CAPITAL LLC

ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS

CRD#: 174346 / SEC#: 801-108468

RIA

Registered Investment Advisory firm - (9/28/2016 Approved)

California

Registered Investment Advisory firm - (11/9/2016 Terminated)

Illinois

Registered Investment Advisory firm - (9/28/2016 Terminated)

Indiana

Registered Investment Advisory firm - (10/13/2016 Terminated)

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Contact information

Main Address

1200 Prospect St Suite 200, La Jolla, CA 92037

Mailing Address

Phone number

(858) 875-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALPHACORE FORM ADV PART 2-OCT. 2025 (10/13/2025)

Regulatory assets under management

Total Number of Accounts	6,249
AUM (Assets Under Management)	$ 6,060,926,747

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nathan D. Stewart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan David Stewart's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUASAR DISTRIBUTORS, LLC

CAPITAL ADVISORS, INC.

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

KEY INVESTMENT SERVICES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

ALPHACORE CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/8/2007

Series 63

Date: 1/31/2006

SIE

Date: 10/1/2018

Series 7

Date: 1/24/2006

Series 9

Date: 4/28/2018

Series 10

Date: 3/21/2018

Series 24

Date: 12/18/2014

Current Firm

ALPHACORE CAPITAL LLC

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALPHACORE CAPITAL LLC

TRUST BUT VERIFY

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