Ryan S. Wagner
Professional summary
Ryan Scott Wagner, who also goes by Ryan Wagner, is a registered financial professional currently at CUNA BROKERAGE SERVICES, INC. located in Allison, Iowa.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2006. Ryan has worked at 7 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Scott Wagner's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2026 - Present
CUNA BROKERAGE SERVICES, INC.
June 26, 2023 - June 3, 2026
INVESTMENT DISTRIBUTORS, INC.
July 26, 2022 - June 22, 2023
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
January 13, 2021 - June 9, 2022
ALLIANZ LIFE FINANCIAL SERVICES, LLC
February 11, 2013 - March 29, 2016
CURIAN CAPITAL, LLC
September 6, 2007 - January 14, 2021
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
March 6, 2006 - September 13, 2007
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2026)
(6/2/2026)
(6/2/2026)
(6/2/2026)
Exams
FINRA
Current Firm
CUNA BROKERAGE SERVICES, INC.
CRD#: 13941 / SEC#: 801-60099, 8-30027
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CUNA MUTUAL INVESTMENT CORPORATION | OWNER | |
| BARBATO, PAUL DAMIEN | SENIOR VICE PRESIDENT | 7064310 |
| BOAN, JOSEPH SALVATORE | PRESIDENT/DIRECTOR | 2379993 |
| BROCK, JENNY MARIE | TREASURER | 6654483 |
| COPELAND, CHRISTOPHER JUDD | DIRECTOR | 6437117 |
| HABERSTICH, MELISSA M | CHIEF COMPLIANCE OFFICER | 4190838 |
| KARLS, WILLIAM ANTON | DIRECTOR | 6847792 |
| POPPE, CHRISTINE ELIZABETH | LICENSING OFFICER | 4080909 |
| SCHULTZ, TAMMY LYNN | DIRECTOR | 7991087 |
| THOMAS, BARTH T | SECRETARY/DIRECTOR | 2849100 |
Regulatory assets under management
| Total Number of Accounts | 20,233 |
| AUM (Assets Under Management) | $ 5,790,352,615 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
