Chad C. Clark

REDEMPTION CAPITAL

Midland, TX 79701

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CRD#: 5057668

Professional summary

Chad C. Clark, who also goes by Chad Clark, is a registered financial advisor currently at REDEMPTION CAPITAL located in Midland, Texas.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Chad has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chad Clark

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF OUTSIDE BUSINESS ORGANIZATION: BE THE SPARK BOOK. INVESTMENT RELATED: N. ADDRESS OF BUSINESS, MIDLAND, TEXAS. NATURE OF BUSINESS: FAMILY BUSINESS. POSITION: AUTHOR. START DATE OF RELATIONSHIP: 6/17/2015. DUTIES: AUTHORED A CHRISTIAN BOOK. AMERICA IS A COUNTRY IN A STATE OF MORAL AND ETHICAL DECAY. ACCORDING TO THE BIBLICAL PRINICPLE IN 2 CHRONICLES 7:14 GOD IS THE ONLY HOPE FOR AMERICA. THE BOOK WALKS THE READER THROUGH THE PRINCIPLE AND APPLICATION OF IT. NO TIME SPENT DURING TRADING HOURS. 2) NAME OF OUTSIDE BUSINESS ORGANIZATION: FUEL THE FIRE MINISITRIES INVESTMENT RELATED: N. ADDRESS OF BUSINESS: MIDLAND, TEXAS. NATURE OF BUSINESS: CHARITABLE ORGANIZATION. POSITION: PART-TIME, MINISTER. START DATE: 2013. DUTIES: TO "GO AND MAKE DISCIPLES" BY SHARING THE HOPE AND LOVE OF JESUS CHRIST. HE SAID, "I AM THE WAY, THE TRUTH AND THE LIFE AND NO COMES TO THE FATHER EXCEPT THROUGH ME. ALSO, PLAN CITY WIDE PRAYER MEETINGS AND OTHER EVENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad C. Clark's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 13, 2020 - Present

REDEMPTION CAPITAL

Office #1: 800 N Marienfeld Suite 101, Midland, TX 79701

REDEMPTION CAPITAL | REDEMPTION CAPITAL, LLC | REDEMPTION CAPITAL PARTNERS, LLC

CRD#: 310824 / SEC#: 801-123416

RIA

Registered Investment Advisory firm - (3/10/2022 Approved)

Texas

Registered Investment Advisory firm - (2/21/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/13/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/13/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/21/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/29/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/8/2005

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/16/2008

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 1/25/2008

Investment Company Products/Variable Contracts Principal Examination

Current Firm

REDEMPTION CAPITAL

REDEMPTION CAPITAL | REDEMPTION CAPITAL, LLC | REDEMPTION CAPITAL PARTNERS, LLC

CRD#: 310824 / SEC#: 801-123416

RIA

Registered Investment Advisory firm - (3/10/2022 Approved)

Texas

Registered Investment Advisory firm - (2/21/2025 Terminated)

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Contact information

Main Address

800 N Marienfeld Suite 101, Midland, TX 79701

Mailing Address

Phone number

(432) 236-0866

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A FIRM BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	380
AUM (Assets Under Management)	$ 265,516,783

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Chad C. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad C. Clark's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCORDE INVESTMENT SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL SECURITIES INCORPORATED

Primary Firm SEC Registration

REDEMPTION CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 11/13/2006

Series 63

Date: 12/21/2005

SIE

Date: 10/1/2018

Series 7

Date: 3/29/2008

Series 6

Date: 12/8/2005

Series 24

Date: 7/16/2008

Series 26

Date: 1/25/2008

Current Firm

REDEMPTION CAPITAL

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REDEMPTION CAPITAL

TRUST BUT VERIFY

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