Scott D. Bennett

IWR ADVISORS

Denver, CO

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CRD#: 5057552

Professional summary

Scott D Bennett, CFP® is a registered financial advisor currently at IWR ADVISORS located in Denver, Colorado.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Scott has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Invest With Rules LLC Investment-related: Yes Address: 2633 W Argyle Place, Denver, Colorado 80211 Nature of business: Investment research newsletter Position: Owner and founder Start Date: 06/2020 Approximate number of hours/month: 100 hours/month Approximate number of hours during securities trading hours: 50 hours/month Duties: Provide a research report containing institutional trading activity and trend analysis.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott D Bennett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 26, 2023 - Present

IWR ADVISORS

RIA

CRD#: 327321

Denver, CO

Past

July 13, 2018 - January 30, 2020

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

October 15, 2007 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

HINGHAM, MA

Past

January 20, 2006 - January 14, 2020

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

HINGHAM, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/26/2023)

IAR

Pennsylvania
(1/2/2024)

IAR

Texas
(1/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/21/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/27/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/19/2006

General Securities Representative Examination

Current Firm

IWR ADVISORS

IWR ADVISORS | IWR ADVISORS LLC

CRD#: 327321 / SEC#:

Colorado

Registered Investment Advisory firm - (9/26/2023 Approved)

Pennsylvania

Registered Investment Advisory firm - (1/2/2024 Approved)

Texas

Registered Investment Advisory firm - (1/11/2024 Conditional Restricted)

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Contact information

Main Address

Denver, CO

Mailing Address

Phone number

(781) 775-6048

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	29
AUM (Assets Under Management)	$ 23,010,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott D. Bennett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott D Bennett's CRS (Customer Relationship Summary).

Certified licenses

Experience

IWR ADVISORS

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/21/2007

Series 63

Date: 1/27/2006

SIE

Date: 10/1/2018

Series 7

Date: 1/19/2006

Current Firm

IWR ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

IWR ADVISORS

TRUST BUT VERIFY

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