Bruce A. Miles
Professional summary
Bruce Andrew Miles, who also goes by Andy Miles, is a registered financial professional currently at I-BANKERS SECURITIES, INC. located in Boca Raton, Florida.
Bruce is registered as a RR (Registered Representative) and started their career in finance in 2005. Bruce has worked at 6 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bruce Andrew Miles's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 26, 2018 - Present
I-BANKERS SECURITIES, INC.
Office #1: 1200 N Federal Hwy Suite 215, Boca Raton, FL 33432June 9, 2021 - June 11, 2024
I-BANKERS DIRECT, LLC
February 3, 2016 - November 7, 2017
CIM SECURITIES, LLC
August 20, 2015 - January 4, 2016
BROOKLINE GROUP, LLC
May 22, 2014 - August 24, 2015
I-BANKERS DIRECT, LLC
June 28, 2013 - August 24, 2015
I-BANKERS SECURITIES, INC.
July 25, 2008 - April 25, 2012
ROBERTS MITANI, LLC
November 17, 2005 - July 16, 2008
PARAMOUNT BIOCAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2018)
(6/10/2021)
(9/26/2018)
(9/26/2018)
(6/10/2021)
(2/7/2023)
(7/17/2023)
(6/10/2021)
(9/10/2024)
(2/27/2024)
(3/29/2019)
(9/26/2018)
(9/26/2018)
(2/6/2023)
(9/26/2018)
(2/28/2023)
(8/12/2025)
(3/13/2023)
(9/26/2018)
(2/7/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
I-BANKERS SECURITIES, INC.
CRD#: 41352 / SEC#: , 8-49385
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
I-BANKERS SECURITIES, INC.
CRD#: 41352Boca Raton, FL 33432TRUST BUT VERIFY
Monitor Bruce Miles
Get automatic monthly alerts on:
