Kara E. Head
STRATEGIC ADVISERS LLC | Wealth Management Planning Consultant I
HOOVER, AL
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CRD#: 5057278
Professional summary
Kara E Head, who also goes by Kara Elizabeth Head, Kara Elizabeth Mans, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Hoover, Alabama and FIDELITY BROKERAGE SERVICES LLC located in Birmingham, Alabama.
Kara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Kara has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Biography
As a Private Wealth Management Planning Consultant, I partner with you and your Wealth Management Advisor to help create a financial plan that will fit the unique needs of your family. Together, we will make certain to have a clear understanding your wishes while maintaining a deepest level of trust and reliability.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kara Elizabeth Head | Kara Elizabeth Mans
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kara E Head's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Colorado
Bachelor of Arts (BA) - Economics Major with a Business Minor
2002
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 216 Summit Blvd Ste 110, Birmingham, AL 35243RIA
CRD#: 104555
HOOVER, AL
Current
October 4, 2011 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 216 Summit Blvd, Ste 110, Birmingham, AL 35243BD
CRD#: 7784
Birmingham, AL
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
HOOVER, AL
Past
March 8, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BIRMINGHAM, AL
Past
December 1, 2007 - September 7, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BONITA SPRINGS, FL
Past
December 9, 2006 - September 7, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BONITA SPRINGS, FL
Past
June 28, 2006 - November 24, 2006
CARNES CAPITAL CORPORATION
BD
CRD#: 16187
NAPLES, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/11/2014)
IAR
Alabama(3/31/2025)
RR
Alaska(9/11/2014)
RR
Arizona(5/22/2019)
RR
Arkansas(5/22/2019)
RR
California(5/22/2019)
RR
Colorado(5/22/2019)
RR
Connecticut(5/22/2019)
RR
Delaware(5/22/2019)
RR
District of Columbia(5/22/2019)
RR
Florida(10/4/2011)
RR
Georgia(11/4/2013)
RR
Hawaii(5/22/2019)
RR
Idaho(5/22/2019)
RR
Illinois(5/22/2019)
RR
Indiana(5/22/2019)
RR
Iowa(5/22/2019)
RR
Kansas(5/22/2019)
RR
Kentucky(5/22/2019)
RR
Louisiana(5/22/2019)
RR
Maine(5/22/2019)
RR
Maryland(5/22/2019)
RR
Massachusetts(5/22/2019)
RR
Michigan(5/22/2019)
RR
Minnesota(5/22/2019)
RR
Mississippi(9/11/2014)
RR
Missouri(5/22/2019)
RR
Montana(5/22/2019)
RR
Nebraska(5/22/2019)
RR
Nevada(5/22/2019)
RR
New Hampshire(5/22/2019)
RR
New Jersey(5/22/2019)
RR
New Mexico(5/22/2019)
RR
New York(5/22/2019)
RR
North Carolina(5/22/2019)
RR
North Dakota(5/22/2019)
RR
Ohio(5/23/2019)
RR
Oklahoma(5/22/2019)
RR
Oregon(5/22/2019)
RR
Pennsylvania(5/22/2019)
RR
Puerto Rico(5/22/2019)
RR
Rhode Island(5/22/2019)
RR
South Carolina(9/11/2014)
RR
South Dakota(5/22/2019)
RR
Tennessee(9/11/2014)
RR
Texas(9/11/2014)
IAR
Texas(3/31/2025)
RR
Utah(5/22/2019)
RR
Vermont(5/22/2019)
RR
Virgin Islands(5/22/2019)
RR
Virginia(5/22/2019)
RR
Washington(5/22/2019)
RR
West Virginia(5/22/2019)
RR
Wisconsin(5/22/2019)
RR
Wyoming(5/22/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Wealth Management Planning Consultant ICRD#: 104555Hoover, ALTRUST BUT VERIFY
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Contact information
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