MH
Megan Hanel
AMERIPRISE FINANCIAL SERVICES
Grosse Pointe Woods, MI 48236
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CRD#: 5057175
MH
Megan HanelAMERIPRISE FINANCIAL SERVICES
Professional summary
Megan Hanel, who also goes by Megan Lindsey Hanel, Megan L Hanel, is a registered financial professional currently at AMERIPRISE FINANCIAL SERVICES, LLC located in Grosse Pointe Woods, Michigan and FIFTH THIRD SECURITIES, INC. located in Grosse Pointe Woods, Michigan.
Megan is registered as a RR (Registered Representative) and started their career in finance in 2006. Megan has worked at 5 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Aliases
Megan Lindsey Hanel | Megan L Hanel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Megan Hanel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 28, 2024 - Present
AMERIPRISE FINANCIAL SERVICES, LLC
Office #1: 20180 Mack Ave, Grosse Pointe Woods, MI 48236RIA
BD
CRD#: 6363
Grosse Pointe Woods, MI
Current
July 8, 2026 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 20180 Mack Avenue, Grosse Pointe Woods, MI 48236RIA
BD
CRD#: 628
Grosse Pointe Woods, MI
Past
November 8, 2024 - November 19, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
GROSSE POINTE WOODS, MI
Past
January 4, 2021 - December 21, 2023
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past
April 25, 2019 - January 4, 2021
MML DISTRIBUTORS, LLC
BD
CRD#: 38030
SPRINGFIELD, MA
Past
March 7, 2006 - April 3, 2019
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
BD
CRD#: 102920
TROY, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/6/2024)
RR
Arkansas(5/27/2026)
RR
California(11/6/2024)
RR
Colorado(11/6/2024)
RR
Connecticut(11/6/2024)
RR
District of Columbia(11/6/2024)
RR
Florida(11/6/2024)
RR
Georgia(11/6/2024)
RR
Illinois(6/3/2026)
RR
Indiana(2/17/2026)
RR
Iowa(5/27/2026)
RR
Maryland(11/6/2024)
RR
Massachusetts(11/6/2024)
RR
Michigan(10/28/2024)
RR
Nebraska(5/27/2026)
RR
Nevada(11/6/2024)
RR
New Hampshire(11/6/2024)
RR
New Jersey(8/20/2025)
RR
New Mexico(5/27/2026)
RR
New York(11/6/2024)
RR
North Carolina(11/6/2024)
RR
Ohio(11/6/2024)
RR
Pennsylvania(5/27/2026)
RR
South Carolina(11/6/2024)
RR
South Dakota(5/11/2026)
RR
Tennessee(11/6/2024)
RR
Texas(11/6/2024)
RR
Utah(4/8/2025)
RR
Washington(5/11/2026)
RR
Wisconsin(11/6/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
34 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Mailing Address
38 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Phone number
(888) 889-1025
Established
Ohio since 05/01/1925
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,349
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | OWNER | |
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2213136 |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 3190249 |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2583704 |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2357692 |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 4286771 |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2544688 |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2512810 |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 4419793 |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 5873893 |
Regulatory assets under management
| Total Number of Accounts | 43,067 |
| AUM (Assets Under Management) | $ 9,127,646,064 |
Disclosures
| Regulatory Event | 38 |
| Arbitration | 19 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 08/26/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
