Susan C. Brennan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Colleen Brennan was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 2006. Susan had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2010 - April 19, 2012
ECHOTRADE LLC
September 15, 2008 - February 4, 2009
GRODSKY ASSOCIATES, INC.
March 12, 2007 - December 3, 2007
TWENTY-FIRST SECURITIES CORPORATION
December 14, 2006 - January 23, 2007
PFS INVESTMENTS INC.
March 20, 2006 - April 7, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
March 20, 2006 - April 7, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ECHOTRADE LLC
CRD#: 42239 / SEC#: , 8-49764
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
