Daniel R. Zuckerman
ZUCKERMAN INVESTMENT GROUP | President & CEO of Zuckerman Investment Group
Chicago, IL 60606
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CRD#: 5057006
Professional summary
Daniel Ross Zuckerman is a registered financial advisor currently at ZUCKERMAN INVESTMENT GROUP located in Chicago, Illinois.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Daniel has worked at 1 firm .
Question & Answer
What are your service offerings?
Philanthropic services
Trading individual securities
Trust & estate planning
Financial planning
Retirement planning
What is your current number of clients?
Greater than 100
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Ross Zuckerman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2013 - Present
ZUCKERMAN INVESTMENT GROUP
Office #1: 155 North Wacker Drive Suite 1700, Chicago, IL 60606RIA
CRD#: 137785
Chicago, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ZI
ZUCKERMAN INVESTMENT GROUP
ASSET MANAGEMENT INVESTORS, LLC | ZUCKERMAN INVESTMENT GROUP, LLC | ZUCKERMAN INVESTMENT GROUP
CRD#: 137785 / SEC#: 801-65050
RIA
Registered Investment Advisory firm - (1/3/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(4/16/2013)
Exams
Current Firm
ZI
ZUCKERMAN INVESTMENT GROUP
ASSET MANAGEMENT INVESTORS, LLC | ZUCKERMAN INVESTMENT GROUP, LLC | ZUCKERMAN INVESTMENT GROUP
CRD#: 137785 / SEC#: 801-65050
RIA
Registered Investment Advisory firm - (1/3/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 North Wacker Drive Suite 1700, Chicago, IL 60606
Mailing Address
Phone number
(312) 948-8000
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,369 |
| AUM (Assets Under Management) | $ 1,899,810,940 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2024 | ||
| 10/30/2023 | ||
| 08/09/2022 |
Red Flags
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Company Information
ZUCKERMAN INVESTMENT GROUP
President & CEO of Zuckerman Investment GroupCRD#: 137785Chicago, IL 60606TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
