Thomas R. Hayden

MCF ADVISORS

CINCINNATI, OH

Some features on this profile are disabled

CRD#: 5056996

Professional summary

Thomas R Hayden, who also goes by Thomas Hayden, is a registered financial advisor currently at MCF ADVISORS, LLC located in Cincinnati, Ohio.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Thomas has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Hayden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MIDWEST BENEFITS CONSULTING GROUP LLC / INVESTMENT-RELATED: YES / 2101 FLORENCE AVE, CINCINNATI, OH 45206 / NATURE OF BUSINESS: INSURANCE / TITLE: PRESIDENT / START DATE: 9/9/2013 / HOURS PER MONTH: <5 / HOURS PER MONTH DURING SECURITIES TRADING HOURS: <5 / DUTIES: SERVICING INFORCE LIFE, DISABILITY, & LTC INSURANCE POLICIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas R Hayden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2017 - Present

MCF ADVISORS, LLC

RIA

CRD#: 130372

CINCINNATI, OH

Past

June 30, 2014 - February 28, 2017

LION STREET FINANCIAL, LLC

CRD#: 165828

Covington, KY

Past

September 18, 2013 - December 31, 2016

MCF ADVISORS, LLC

RIA

CRD#: 130372

LEXINGTON, KY

Past

September 6, 2013 - September 9, 2013

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

COVINGTON, KY

Past

September 5, 2013 - July 1, 2014

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

COVINGTON, KY

Past

August 9, 2007 - September 10, 2013

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

CINCINNATI, OH

Past

January 1, 2006 - September 10, 2013

EQUITABLE ADVISORS, LLC

CRD#: 6627

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCF ADVISORS, LLC

D/B/A MCF | MCF ADVISORS, LLC | D/B/A MCF PRIVATE INVESTMENTS | D/B/A MCF INSTITUTIONAL

CRD#: 130372 / SEC#: 801-62765

RIA

Registered Investment Advisory firm - (2/6/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(1/5/2017)

IAR

Kentucky
(1/5/2017)

IAR

Ohio
(1/5/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/14/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/28/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/23/2005

General Securities Representative Examination

Current Firm

MCF ADVISORS, LLC

D/B/A MCF | MCF ADVISORS, LLC | D/B/A MCF PRIVATE INVESTMENTS | D/B/A MCF INSTITUTIONAL

CRD#: 130372 / SEC#: 801-62765

RIA

Registered Investment Advisory firm - (2/6/2004 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

333 West Vine Street Suite 1740, Lexington, KY 40507

Mailing Address

Phone number

(859) 967-0999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MCF FORM ADV PART 2A (10/6/2025)

Regulatory assets under management

Total Number of Accounts	5,193
AUM (Assets Under Management)	$ 3,329,345,692

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/10/2025	Cover Page	Report
01/31/2024	Cover Page	Report
01/11/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas R. Hayden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas R Hayden's CRS (Customer Relationship Summary).

Certified licenses

Experience

LION STREET FINANCIAL, LLC

MCF ADVISORS, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

MCF ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/14/2006

SIE

Date: 2/28/2017

Series 7

Date: 12/23/2005

Current Firm

MCF ADVISORS, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MCF ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors