Dennis C. Morton

MORTON BROWN FAMILY WEALTH LLC

ALLENTOWN, PA 18101

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CRD#: 5056676

Professional summary

Dennis Charles Morton JR., CFP®, ChFC®, who also goes by Dennis Charles Morton, Dennis Charles Morton Jr, is a registered financial advisor currently at MORTON BROWN FAMILY WEALTH LLC located in Allentown, Pennsylvania.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Dennis has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dennis Charles Morton | Dennis Charles Morton Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INSURANCE SALES - FIXED PRODUCTS; INVESTMENT-RELATED; SAME ADDRESS; LESS THAN 10 HRS/MONTH; INSURANCE ANALYSES AND SALES. 2) Minsi Trails Council. Not Investment Related. 991 Postal Rd., Allentown, PA 18109. Youth Services. 2015; Board President; 4% of time; 0 During Trading Hours. Preside over Board and Executive Committee meeting and collaborate on strategy with leadership, attract and retain board members. 3) Lehigh Valley Health Network. Not Investment Related. 2100 Mack Blvd, Allentown, PA 18103. Charitable Fundraising. Campaign Advisory Committee Member. 06/2017. 10 Hrs/Mo; 3 Hrs During Trading Hours. Serve as an Advisor for a Capital Campaign to Raise Money for a Children's Hospital in the Local Area.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Charles Morton JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

ChFC^®

Chartered Financial Consultant

Experience

Current

April 25, 2018 - Present

MORTON BROWN FAMILY WEALTH LLC

Office #1: 600 W. Hamilton Street Suite 510, Allentown, PA 18101

RIA

CRD#: 292278

ALLENTOWN, PA

Past

September 30, 2011 - December 31, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

BETHLEHEM, PA

Past

September 8, 2011 - April 30, 2018

CORBENIC PARTNERS, LLC

RIA

CRD#: 158681

BETHLEHEM, PA

Past

April 1, 2008 - October 13, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

BETHLEHEM, PA

Past

March 28, 2008 - October 13, 2011

LPL FINANCIAL LLC

CRD#: 6413

BETHLEHEM, PA

Past

December 15, 2005 - April 7, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ALLENTOWN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MORTON BROWN FAMILY WEALTH LLC

MORTON & BROWN | MORTON BROWN FAMILY WEALTH LLC

CRD#: 292278 / SEC#: 801-112510

RIA

Registered Investment Advisory firm - (2/23/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(4/25/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/21/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/14/2005

General Securities Representative Examination

Current Firm

MORTON BROWN FAMILY WEALTH LLC

MORTON & BROWN | MORTON BROWN FAMILY WEALTH LLC

CRD#: 292278 / SEC#: 801-112510

RIA

Registered Investment Advisory firm - (2/23/2018 Approved)

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Contact information

Main Address

600 W. Hamilton Street Suite 510, Allentown, PA 18101

Mailing Address

Phone number

(610) 709-5072

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (7/14/2025)

Regulatory assets under management

Total Number of Accounts	897
AUM (Assets Under Management)	$ 398,971,327

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dennis C. Morton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Charles Morton JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CORBENIC PARTNERS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

MORTON BROWN FAMILY WEALTH LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/2005

Series 63

Date: 12/21/2005

SIE

Date: 12/31/2017

Series 7

Date: 12/14/2005

Current Firm

MORTON BROWN FAMILY WEALTH LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MORTON BROWN FAMILY WEALTH LLC

TRUST BUT VERIFY

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